Bernard James Braudis

Employer firm

Soltis Investment Advisors, LLC CRD 154690

$12.0B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2021 → Present
  Soltis Investment Advisors Llc
  St George, UT
• 09/2020 → 11/2021
  Financial Technology
  Marshfield, MA
• 02/2018 → 09/2020
  Principal Street Partners
  Marshfield, MA
• 04/2017 → 02/2018
  Hj Sims
  Boston, MA
• 01/2014 → 04/2017
  Greenwich Investment Management, Inc.
  Marshfield, MA

Previous Registrations

• 2018-12-13 → 2019-12-17
  Green Square Capital Advisors
  Winchester, MA
• 2017-04-21 → 2018-02-27
  Herbert J. Sims Capital Management, Inc.
  Boston, MA
  Fairfield, CT
• 2014-04-28 → 2017-04-28
  Greenwich Investment Management, Inc.
  Marshfield, MA
  Norwalk, CT
• 2012-08-13 → 2014-04-09
  Foss Mountain Capital, Llc
  Marshfield, MA
• 2013-06-24 → 2013-12-31
  Capital Market Consultants, Inc.
  Marshfield, MA
  Las Cruces, NM
• 2003-09-17 → 2004-09-02
  Columbia Management Advisors, Inc.
  Boston, MA
• 2002-02-13 → 2002-07-01
  Banc Of America Securities Llc
  Boston, MA

Other Businesses

Fintech Consulting- Periodically consult Fintech companies on user experience, data integrations and potential enhancements.

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-08-28
• S66 Uniform Combined State Law Examination
  2000-12-07

Other Names

• B J Braudis
• Bernard James Braudis
• Bernie Braudis
• Bj Braudis
• Bernard James Braudis