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Clifford K Peterson

Charles Schwab & Co., Inc.

St. George, UT

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2020-05-15
  • UT RA
    APPROVED
    Since 2020-05-15

Branch Locations

15 S. River Road Suite 130, St. George, UT 84790 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Las Vegas NV 04/2012 05/2020
Charles Schwab & Co., Inc St. George UT 05/2020 Present
  • 04/2012 → 05/2020
    Ameriprise Financial Services, Inc.
    Las Vegas, NV
  • 05/2020 → Present
    Charles Schwab & Co., Inc
    St. George, UT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-24
  • S66 Uniform Combined State Law Examination
    2012-05-24
Other Names
  • Clifford K Peterson
  • Clifford Peterson

View on SEC IAPD

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