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Carol Jean Muller

Rbc Capital Markets, LLC

Conshohocken, PA

Radnor, PA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2005-10-12
PA RA APPROVED 2004-10-01
  • NC RA
    APPROVED
    Since 2005-10-12
  • PA RA
    APPROVED
    Since 2004-10-01

Branch Locations

Six Tower Bridge, 181 Washington Street Suite 500, Conshohocken, PA 19428-2000 • United States

Radnor, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Conshohocken PA 03/2008 Present
City National Bank Conshohocken PA 07/2019 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Conshohocken, PA
  • 07/2019 → Present
    City National Bank
    Conshohocken, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-08
S63 Uniform Securities Agent State Law Examination 1998-09-24
  • S65 Uniform Investment Adviser Law Examination
    1998-10-08
  • S63 Uniform Securities Agent State Law Examination
    1998-09-24
Other Names
  • Carol Jean Taylor

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · Conshohocken, PA
ARSENAL CAPITAL ADVISORS LLC · CONSHOHOCKEN, PA
UBS FINANCIAL SERVICES INC. · CONSHOHOCKEN, PA
INDEPENDENT FINANCIAL PARTNERS · Conshohocken, PA
HBKS WEALTH ADVISORS · CONSHOHOCKEN, PA
WILLIAM BLAIR · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CONSHOHOCKEN, PA

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