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Mark Orton

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Charlotte, NC

Wells Fargo Clearing Services, LLC

Charlotte, NC

Indian Land, SC

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-04-07
NC RA APPROVED 2026-04-06
  • SC RA
    APPROVED
    Since 2026-04-07
  • NC RA
    APPROVED
    Since 2026-04-06

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

15801 Brixham Hill Ave, Charlotte, NC 28277 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-06-27
NC RA APPROVED 2007-06-27
  • SC RA
    APPROVED
    Since 2024-06-27
  • NC RA
    APPROVED
    Since 2007-06-27

Branch Locations

6000 Fairview Rd Ste 800, Charlotte, NC 28210 • United States

Indian Land, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Charlotte NC 07/2004 Present
Wells Fargo Advisors Llc Charlotte NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 Present
Wells Fargo Advisors Financial Network Charlotte NC 04/2026 Present
  • 07/2004 → Present
    Wachovia Bank, N.A.
    Charlotte, NC
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Charlotte, NC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 04/2026 → Present
    Wells Fargo Advisors Financial Network
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-26
S63 Uniform Securities Agent State Law Examination 2003-12-31
  • S66 Uniform Combined State Law Examination
    2007-06-26
  • S63 Uniform Securities Agent State Law Examination
    2003-12-31
Other Names
  • Mark Daniel Orton

View on SEC IAPD

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