Anthony Dwayne Rich

Employer firm

Universal Financial Advisors, LLC CRD 318392

$277M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → Present
  Missouri Air National Guard
  Whiteman Afb, MO
• 09/2015 → 06/2018
  Cambridge Investment Research Advisors
  Fairfield, IA
• 06/2018 → 06/2021
  Edward Jones
  St Louis, MO
• 08/2021 → 09/2024
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2021 → 09/2024
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 09/2024 → Present
  Osaic Wealth Inc
  Kirkwood, MO
• 09/2024 → Present
  Universal Financial Advisors, Llc
  St. Louis, MO

Previous Registrations

• 2021-08-16 → 2024-09-23
  Cambridge Investment Research Advisors, Inc.
  Kirkwood, MO
  Barnhart, MO
  Kirkwood, MO
• 2018-06-18 → 2021-06-29
  Edward Jones
  St Louis, MO
  St. Louis, MO
• 2015-09-30 → 2018-06-18
  Cambridge Investment Research Advisors, Inc.
  Kirkwood, MO
• 2014-09-05 → 2015-12-31
  Universal Financial Planning Consultants, Inc.
  Kirkwood, MO
• 2014-05-06 → 2014-10-22
  Lpl Financial Llc
  Kirkwood, MO

Other Businesses

1) UFA, 333 South Kirkwood Road, Suite 301, Kirkwood, MO, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 09/18/2024-IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. 2) MISSOURI AIR NATIONAL GUARD POSITION: Public Affairs Flight Commander NATURE: Missouri Air National Guard INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 8 START DATE: 06/01/2012 ADDRESS: 1 Grant Rd, St. Louis MO 63125, United States DESCRIPTION: Public affairs flight commander for the 131st bomb wing. 3) ANTHONY DWAYNE RICH, LLC., Life Insurance Sales, 8690 MOLONEY CABIN RIDGE ROAD, BARNHART, MO, 09/27/2021, NIR, 8HR/MO, 0 HR/MO TRADING. 4) OSAIC WEALTH, INC.INVESTMENT-RELATED|ST. LOUIS, MO|BD|REGISTERED REPRESENTATIVE09/2024|0 HR/MO|0 HR/MO DURING SECURITIES TRADING HRS|NO DUTIES. 5) ST. JOSEPH SCHOOL POSITION: Board Member NATURE: Private Catholic School INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/26/2025 ADDRESS: 6024 Old Antonia Rd, Imperial MO 63052, United States DESCRIPTION: Newly elected board member

Exams

• S66 Uniform Combined State Law Examination
  2014-04-29