John David Ballance

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alpharetta, GA
• 07/2011 → Present
  Bank Of America, N.A.
  Alpharetta, GA

Previous Registrations

• 2008-11-12 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Alpharetta, GA
• 2005-06-23 → 2008-11-10
  Wells Fargo Clearing Services, Llc
  Kennesaw, GA
  Atlanta, GA
  Acworth, GA
  Kennesaw, GA

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-14
• S63 Uniform Securities Agent State Law Examination
  1999-07-15

Other Names

• John Ballance
• John David Ballance