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Gerald Richard Sparrow

Sparrow Capital Management Inc

St. Louis, MO

CRD 1739231

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Employer firm

Sparrow Capital Management Inc CRD 106616

$113M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Sparrow Capital Management Inc

8500 Maryland, Avenue Suite 743, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-05-08
IL RA APPROVED 1998-03-05
MO RA APPROVED 1997-11-25
  • TX RA
    APPROVED_RES
    Since 2006-05-08
  • IL RA
    APPROVED
    Since 1998-03-05
  • MO RA
    APPROVED
    Since 1997-11-25

Branch Locations

211 N. Broadway, Suite 2080, St. Louis, MO 63102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sparrow Capital Management St. Louis MO 12/1988 Present
  • 12/1988 → Present
    Sparrow Capital Management
    St. Louis, MO
Previous Registrations
  • 2014-04-21 → 2020-04-07
    Byw
    St. Louis, MO
  • 2012-06-11 → 2013-07-19
    Buford Dickson Harper & Sparrow Inc
    St. Louis, MO
  • 1995-12-19 → 2005-02-02
    Buford Dickson Harper & Sparrow Inc
    St. Louis, MO
Other Businesses

SPARROW CAPITAL MANAGEMENT FINRA #106616 211 N. BROADWAY, SUITE 2080 ST. LOUIS MO, 63102 OWNER & CEO, 173HR/MO.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-14
S63 Uniform Securities Agent State Law Examination 1995-11-22
  • S65 Uniform Investment Adviser Law Examination
    2025-07-14
  • S63 Uniform Securities Agent State Law Examination
    1995-11-22

View on SEC IAPD

Nearby Firms

UNIVERSAL FINANCIAL ADVISORS, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

BRIAN CHRISTOPHER LOCK
WILLIAM BERNARD ALBAIR
Stephanie Louise Longanecker

Nearby Offices

UNIVERSAL FINANCIAL ADVISORS, LLC · ST. LOUIS, MO
EDWARD JONES · KIRKWOOD, MO
EDWARD JONES · KIRKWOOD, MO

More in St. Louis, MO

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