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Gerald Richard Sparrow

Sparrow Capital Management Inc

St. Louis, MO

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Current Employers
Sparrow Capital Management Inc

8500 Maryland, Avenue Suite 743, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-05-08
IL RA APPROVED 1998-03-05
MO RA APPROVED 1997-11-25
  • TX RA
    APPROVED_RES
    Since 2006-05-08
  • IL RA
    APPROVED
    Since 1998-03-05
  • MO RA
    APPROVED
    Since 1997-11-25

Branch Locations

211 N. Broadway, Suite 2080, St. Louis, MO 63102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sparrow Capital Management St. Louis MO 12/1988 Present
  • 12/1988 → Present
    Sparrow Capital Management
    St. Louis, MO
Previous Registrations
  • 2014-04-21 → 2020-04-07
    Byw
    St. Louis, MO
  • 2012-06-11 → 2013-07-19
    Buford Dickson Harper & Sparrow Inc
    St. Louis, MO
  • 1995-12-19 → 2005-02-02
    Buford Dickson Harper & Sparrow Inc
    St. Louis, MO
Other Businesses

SPARROW CAPITAL MANAGEMENT FINRA #106616 211 N. BROADWAY, SUITE 2080 ST. LOUIS MO, 63102 OWNER & CEO, 173HR/MO.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-14
S63 Uniform Securities Agent State Law Examination 1995-11-22
  • S65 Uniform Investment Adviser Law Examination
    2025-07-14
  • S63 Uniform Securities Agent State Law Examination
    1995-11-22

View on SEC IAPD

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