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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-03-08 |
| MO | RA | APPROVED | 2016-05-25 |
Branch Locations
4622 Pennsylvania Avenue Suite 1210, C, Kansas City, MO 64112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Kansas City | MO | 05/2016 | Present |
1. THE TEMPLE, CONGREGATION B'NAI JEHUDAH; 12320 NALL AVE. OVERLAND PARK KS 66209; SYNAGOGUE; ENDOWMENT COMMITTEE MEMBER; OVERSEE MANAGERS OF ENDOWMENT AND BUILDING FUNDS; AFFILIATION STARTED 01/15/2001; 1 HOUR PER QUARTER; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 2. THE TEMPLE, CONGREGATION B'NAI JEHUDAH; 12320 NALL AVE OVERLAND PARK KS 66209; SYNAGOGUE; BOARD OF TRUSTEES, PAST PRESIDENT; MEMBER OF BOARD OF TRUSTEES; AFFILIATION STARTED 06/01/2002; 1 HOUR PER QTR; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-12-26 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-28 |
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