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Joseph T Yates

Copper Financial

Kansas City, MO

Lenexa, KS

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Current Employers
Copper Financial

9777 Ridge Drive, Suite 360, Lenexa, KS 66219 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-09
MO RA APPROVED 2023-05-11
KS RA APPROVED 2023-04-03
  • TX RA
    APPROVED_RES
    Since 2026-02-09
  • MO RA
    APPROVED
    Since 2023-05-11
  • KS RA
    APPROVED
    Since 2023-04-03

Branch Locations

9060 Nw Skyview Avenue, Kansas City, MO 64154 • United States

9777 Ridge Drive, Lenexa, KS 66219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2014 07/2018
Northwestern Mutual Investment Services Llc Kansas City MO 01/2015 07/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2017 07/2018
Communityamerica Credit Union Lenexa KS 08/2018 12/2021
Tin Kitchen, Llc Weston MO 03/2022 11/2022
Copper Financial Network, Llc Lenexa KS 01/2021 Present
  • 01/2014 → 07/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2015 → 07/2018
    Northwestern Mutual Investment Services Llc
    Kansas City, MO
  • 10/2017 → 07/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2018 → 12/2021
    Communityamerica Credit Union
    Lenexa, KS
  • 03/2022 → 11/2022
    Tin Kitchen, Llc
    Weston, MO
  • 01/2021 → Present
    Copper Financial Network, Llc
    Lenexa, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-16
S63 Uniform Securities Agent State Law Examination 2015-09-16
  • S66 Uniform Combined State Law Examination
    2023-03-16
  • S63 Uniform Securities Agent State Law Examination
    2015-09-16
Other Names
  • Joe Yates
  • Joseph T Yates

View on SEC IAPD

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U.S. BANCORP ADVISORS, LLC
EDWARD JONES
DOMINION PORTFOLIO MANAGEMENT, INC.
OSAIC WEALTH, INC.
MARKET INVESTMENT GROUP, LLC
MID-AMERICAN WEALTH ADVISORY GROUP

Other Investors

FRANK JOSEPH JANACARO
SETH ALLAN KEETHLER
William Scott Wiley
Frederick G Prewitt
JOSEPH MARINO ST GEORGE
ADELINE ELIZABETH KROPF
Michael Andrew Keeton
Olivia Dian Cross

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kansas City, MO
LPL FINANCIAL LLC · Kansas City, MO
U.S. BANCORP ADVISORS, LLC · Kansas City, MO
EDWARD JONES · KANSAS CITY, MO
DOMINION PORTFOLIO MANAGEMENT, INC. · KANSAS CITY, MO
OSAIC WEALTH, INC. · KANSAS CITY, MO
EDWARD JONES · KANSAS CITY, MO
MARKET INVESTMENT GROUP, LLC · Kansas City, MO

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