Best Investors Account Sign in

Joseph T Yates

Copper Financial

Kansas City, MO

Lenexa, KS

CRD 6281759

Claim This Profile
Employer firm

Copper Financial CRD 168203

$411M regulatory AUM 559 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars
  • FEES FROM THIRD-PARTY MANAGERS TO WHOM WE REFER BUSINESS

From the firm’s Form ADV. Read the guides:

Current Employers
Copper Financial

9777 Ridge Drive, Suite 360, Lenexa, KS 66219 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-09
MO RA APPROVED 2023-05-11
KS RA APPROVED 2023-04-03
  • TX RA
    APPROVED_RES
    Since 2026-02-09
  • MO RA
    APPROVED
    Since 2023-05-11
  • KS RA
    APPROVED
    Since 2023-04-03

Branch Locations

9060 Nw Skyview Avenue, Kansas City, MO 64154 • United States

9777 Ridge Drive, Lenexa, KS 66219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2014 07/2018
Northwestern Mutual Investment Services Llc Kansas City MO 01/2015 07/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2017 07/2018
Communityamerica Credit Union Lenexa KS 08/2018 12/2021
Tin Kitchen, Llc Weston MO 03/2022 11/2022
Copper Financial Network, Llc Lenexa KS 01/2021 Present
  • 01/2014 → 07/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2015 → 07/2018
    Northwestern Mutual Investment Services Llc
    Kansas City, MO
  • 10/2017 → 07/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2018 → 12/2021
    Communityamerica Credit Union
    Lenexa, KS
  • 03/2022 → 11/2022
    Tin Kitchen, Llc
    Weston, MO
  • 01/2021 → Present
    Copper Financial Network, Llc
    Lenexa, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-16
S63 Uniform Securities Agent State Law Examination 2015-09-16
  • S66 Uniform Combined State Law Examination
    2023-03-16
  • S63 Uniform Securities Agent State Law Examination
    2015-09-16
Other Names
  • Joe Yates
  • Joseph T Yates

View on SEC IAPD

Nearby Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC

Nearby Investors

FRANK JOSEPH JANACARO
SETH ALLAN KEETHLER
William Scott Wiley

Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kansas City, MO
LPL FINANCIAL LLC · Kansas City, MO
U.S. BANCORP ADVISORS, LLC · Kansas City, MO

More in Kansas City, MO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor