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Seth Allan Keethler

LPl Financial LLC

Kansas City, MO

Kansas City, MO

Parkville, MO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-08-16
  • MO RA
    APPROVED
    Since 2023-08-16

Branch Locations

5801 Nw Barry Road, Kansas City, MO 64154 • United States

110 Nw Barry Rd, Kansas City, MO 64155 • United States

9155 Nw Highway 45, Parkville, MO 64152 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2017 04/2021
Hawkeye Community College Waterloo IA 05/2016 07/2017
Coloff Media Cedar Falls IA 11/2016 03/2017
Commerce Brokerage Services, Inc. Kansas City MO 05/2021 08/2023
Lpl Financial Llc Kansas City MO 08/2023 Present
  • 08/2017 → 04/2021
    Edward Jones
    St Louis, MO
  • 05/2016 → 07/2017
    Hawkeye Community College
    Waterloo, IA
  • 11/2016 → 03/2017
    Coloff Media
    Cedar Falls, IA
  • 05/2021 → 08/2023
    Commerce Brokerage Services, Inc.
    Kansas City, MO
  • 08/2023 → Present
    Lpl Financial Llc
    Kansas City, MO
Previous Registrations
  • 2021-06-29 → 2023-08-16
    Commerce Brokerage Services, Inc.
    St. Louis, MO
    Kansas City, MO
  • 2017-10-09 → 2021-05-04
    Edward Jones
    Dover, MO
    St Louis, MO
    Bethany, MO
    Dover, MO
    St Louis, MO
    Cameron, MO
    Dover, MO
Other Businesses

1. 04/12/2023 - Commerce Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-07
  • S66 Uniform Combined State Law Examination
    2017-10-07
Other Names
  • Seth Allan Keethler
  • Seth Keethler

View on SEC IAPD

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COPPER FINANCIAL
OSAIC WEALTH, INC.
MARKET INVESTMENT GROUP, LLC
MID-AMERICAN WEALTH ADVISORY GROUP

Other Investors

FRANK JOSEPH JANACARO
William Scott Wiley
Frederick G Prewitt
JOSEPH MARINO ST GEORGE
Joseph T Yates
ADELINE ELIZABETH KROPF
Michael Andrew Keeton
Olivia Dian Cross

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kansas City, MO
U.S. BANCORP ADVISORS, LLC · Kansas City, MO
EDWARD JONES · KANSAS CITY, MO
DOMINION PORTFOLIO MANAGEMENT, INC. · KANSAS CITY, MO
COPPER FINANCIAL · Kansas City, MO
OSAIC WEALTH, INC. · KANSAS CITY, MO
EDWARD JONES · KANSAS CITY, MO
MARKET INVESTMENT GROUP, LLC · Kansas City, MO

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