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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2018-02-26 |
| TX | RA | APPROVED_RES | 2018-02-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Little Rock | AR | 10/1986 | 02/2018 |
| Raymond James Financial Services, Inc. | Benton | AR | 02/2018 | Present |
| Raymond James Financial Services Advisors, Inc. | Benton | AR | 02/2018 | Present |
(1)Name of Business: Red Dog Investment Group Address: 13024 Stacy Ln, Little Rock, AR, 72211, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Associate/Employee Investment Related: No Start Date: 11/30/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-04 |
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