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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
AR RA APPROVED 2014-04-01
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • AR RA
    APPROVED
    Since 2014-04-01

Branch Locations

917 Military Road, Benton, AR 72015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Benton AR 03/2014 Present
Cetera Investment Advisers Llc Benton AR 03/2014 Present
Cetera Investment Services Llc St.CLoud MN 03/2014 Present
  • 03/2014 → Present
    Regions Bank
    Benton, AR
  • 03/2014 → Present
    Benton, AR
  • 03/2014 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
Previous Registrations
Other Businesses

1) FIRST BAPTIST CHURCH OF BENTON, ORCHESTRA DIRECTOR, $400/MONTH, 1 HR/WK, NO SECURITIES CLIENTS OR ACTIVITIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-08
S63 Uniform Securities Agent State Law Examination 2000-03-21
  • S66 Uniform Combined State Law Examination
    2006-12-08
  • S63 Uniform Securities Agent State Law Examination
    2000-03-21

View on SEC IAPD

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