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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2006-02-17
  • PA RA
    APPROVED
    Since 2006-02-17

Branch Locations

2790 Mosside Blvd Fl 4, Monroeville, PA 15146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 09/1984 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 08/1987 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2007 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 4. TRUSTEE FOR SISTER'S LIFE INSURANCE TRUST. INVESTMENT RELATED, 30 MINUTES/YEAR, START DATE 04/98. 5. MEMBER, CENTRAL PENNSYLVANIA SCHOLARSHIP FUND, 709 NORTH AIKEN AVE, PITTSBURGH, , PENNSYLVANIA, 15206, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 10/1/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I AM A MEMBER OF CENTRAL PENNSYLVANIA SPECIAL PURPOSE ENTITY TWO LLC. I SIGN A NON-BINDING JOINDER ALLOWING ME TO MAKE THE $14,000 CONTRIBUTIONS TO NON-PROFIT SCHOOLS. BECAUSE THE LLC WILL BE GRANTED PENNSYLVANIA STATE INCOME TAX CREDITS I WILL BE AWARDED THOSE CREDITS IN PROPORTION TO MY CONTRIBUTION. 6. 72.5% OWNER, TAKEDOWN ENTERPRISES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 03/21/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 7. 100% OWNER, VETERANS FREESTYLE, LLC, LEGAL ENTITY, START DATE: 03/21/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-09
S63 Uniform Securities Agent State Law Examination 1989-05-04
  • S66 Uniform Combined State Law Examination
    2006-02-09
  • S63 Uniform Securities Agent State Law Examination
    1989-05-04
Other Names
  • Dan Megaludis

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