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Alex J Battista

Cetera Investment Advisers LLC

Monroeville, PA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-05-03
  • PA RA
    APPROVED
    Since 2021-05-03

Branch Locations

4220 William Penn Hwy, Monroeville, PA 15146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First National Bank Of Pa Monroeville PA 05/2019 Present
Fnb Of Pa Pittsburgh PA 12/2015 05/2019
Cetera Investment Services Llc St Cloud MN 02/2021 Present
Cetera Investment Advisers Llc Monroeville PA 05/2021 Present
  • 05/2019 → Present
    First National Bank Of Pa
    Monroeville, PA
  • 12/2015 → 05/2019
    Fnb Of Pa
    Pittsburgh, PA
  • 02/2021 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 05/2021 → Present
    Cetera Investment Advisers Llc
    Monroeville, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-03
  • S66 Uniform Combined State Law Examination
    2021-05-03

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · MONROEVILLE, PA
CITIZENS SECURITIES, INC. · MONROEVILLE, PA
CITIZENS SECURITIES, INC. · MONROEVILLE, PA
MARION WEALTH MANAGEMENT · MONROEVILLE, PA
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LPL FINANCIAL LLC · MONROEVILLE, PA
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