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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-06-25
  • PA RA
    APPROVED
    Since 2019-06-25

Branch Locations

4220 William Penn Hwy, Monroeville, PA 15146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St.CLoud MN 02/2014 Present
Fnb Monroeville PA 05/2000 Present
Cetera Investment Advisers Llc Monroeville PA 06/2019 Present
  • 02/2014 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 05/2000 → Present
    Fnb
    Monroeville, PA
  • 06/2019 → Present
    Monroeville, PA
Other Businesses

1.)ELIGIBLE TO RECEIVE REFERRAL FEES FROM TRUST DEPARTMENT. 2.) FIXED LIFE INSURANCE SALES OUTSIDE OF CETERA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-20
S63 Uniform Securities Agent State Law Examination 2002-09-30
  • S66 Uniform Combined State Law Examination
    2019-06-20
  • S63 Uniform Securities Agent State Law Examination
    2002-09-30
Other Names
  • Kerri Lynn Otto
  • Kerri L Llewellyn

View on SEC IAPD

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