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Frank Dean Barber

Modern Wealth Management, LLC

Kansas City, MO

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Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-27
KS RA APPROVED 2023-04-26
  • TX RA
    APPROVED_RES
    Since 2023-04-27
  • KS RA
    APPROVED
    Since 2023-04-26

Branch Locations

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Barber Financial Group Lenexa KS 04/2007 Present
Modern Wealth Management, Llc Lenexa KS 04/2023 Present
Previous Registrations
  • 2010-10-25 → 2023-12-19
    Barber Financial Group
    Lenexa, KS
  • 2007-05-01 → 2016-09-19
    National Planning Corporation
    League City, TX
    El Segundo, CA
    Lenexa, KS
  • 2004-01-01 → 2007-04-27
    Lenexa, KS
  • 2002-05-15 → 2004-01-01
    Locust Street Securities, Inc.
    Lenexa, KS
Other Businesses

FIVE STAR PROP MGMT- YES -13350 W 95TH ST, 66215-OFFICE SPACE RENTAL-CO-OWNER, PRES-06/06-0 HRS/MO.-- FIXED INS- YES -13350 W 95TH ST,66215-FIXED INS SALES-AGT-10/87- 5HR/MO, 0 DURING TRADING HRS.-- WEALTH MGMT RADIO SHOW- NO -13550 W 95TH STREET-LENEXA, KS 66215 - RADIO SHOW PRODUCTION AND SYNDICATION, SOCIAL SECURITY ANALYSIS & REPORT FOR FEES - PRESIDENT & OWNER - 4/1/07- 4HR/MO - EDUC RADIO LISTENERS RE FIN'L MATTERS AND SOCIAL SECURITY ANALYSIS AND REPORT FOR A FEE.-- BBD PUBLISHING-YES-LENEKA, KS 66215-WRITING-CO AUTHOR-6/1/11-0/0HRS-CO AUTHOR OF BOOK "RETIRE A WINNER". AMERICA'S WEALTH MANAGEMENT GROUP - YES - 13550 W 95TH ST LENEXA, KS 66215 - SUBSCRIPTION SERVICE FOR FINANCIAL ADVISORS -CEO/OWNER - 07/01/2012 - 10/10 HRS - MARKETING; PROVIDING INSTRUCTION & GUIDANCE TO FINANCIAL ADVISORS, CREATING CONTENT & RESOURCES FOR FINANCIAL ADVISORS. -- [BFG MANAGEMENT SERVICE, 13550 W. 95TH STREET LENEXA KS 66215, CEO, 1/1/2011, 1 HOURS TOTAL, 0 DURING TRADING HOURS, BFG MANAGEMENT SERVICE PAYS ALL EMPLOYEE SALARIES & OFFICE EXPENSES FOR BFG RELATED ENTITIES.].-- [BARBER FINANCIAL GROUP, 13550 W. 95TH ST. LENEXA KS 66215, 12/17/2009, HOURS TOTAL, DURING TRADING HOURS, MANAGE ALL EXECUTIVE ASPECTS OF OUTSIDE RIA.].-- [BARBER FINANCIAL GROUP (IAR), 13550 W. 95TH ST. LENEXA KS 66215, INVESTMET ADVISOR REPRESENTATIVE, 12/17/2010, HOURS TOTAL, DURING TRADING HOURS, PROVIDE INVESTMENT ADVICE TO CLIENTS.].-- [BARBER HOLDINGS, 13550 W. 95TH STREET LENEXA KS 66215, CEO, 1/1/2011, 1 HOURS TOTAL, 0 DURING TRADING HOURS, HOLDINGS COMPANY FOR ALL OF DEAN BARBER'S ENTITIES.].-- [Modern Wealth INSURANCE SERVICEs, 13550 W. 95TH STREET LENEXA KS 66215, 1/1/2011, 5 HOURS TOTAL, 5 DURING TRADING HOURS, FIXED INSRUANCE PLANNING & SALES.].-- [BFG INVESTMENT SERVICE, 13550 W. 95TH STREET LENEXA KS 66215, DORMANT ENTITY, PREVIOUSLY USED FOR BROKER DEALER RELATED CONCESSIONS & DISTRIBUTIONS BENJAMIN TECHNOLOGY, INC., BOARD MEMBER OFFERING STRATEGIC ADVICE ON TECHNICAL MARKETING AND PLANNING MATTERS. MAY RECEIVE REIMBURSEMENT COMPENSATION FOR TRAVEL. TIME SPENT: 5 HOUR/ MONTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-29
S63 Uniform Securities Agent State Law Examination 1987-10-06
  • S65 Uniform Investment Adviser Law Examination
    1997-08-29
  • S63 Uniform Securities Agent State Law Examination
    1987-10-06
Other Names
  • Dean Barber

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