Inactive

Carlos Manuel Sera

Sera Capital Management, LLC

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Current Employers

Sera Capital Management, Llc

1910 Towne Centre Blvd Suite 250, Annapolis, MD 21401 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-01-01
TX	RA	APPROVED_RES	2021-04-24

MD RA
APPROVED

Since 2025-01-01
TX RA
APPROVED_RES

Since 2021-04-24

Branch Locations

1910 Towne Centre Blvd Suite 250, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sera Capital Management	Annapolis	MD	04/1990	Present

04/1990 → Present

Sera Capital Management

Annapolis, MD

Previous Registrations

2007-07-10 → 2016-04-19

Chicago Wealth Management, Inc.

Bowie, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-09-09
S63	Uniform Securities Agent State Law Examination	1987-10-30

S65 Uniform Investment Adviser Law Examination

1996-09-09
S63 Uniform Securities Agent State Law Examination

1987-10-30

Other Names

Carl Sera

View on SEC IAPD

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