Carlos Manuel Sera

Employer firm

Sera Capital Management, LLC CRD 120896

$114M regulatory AUM 105 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1990 → Present
  Sera Capital Management
  Annapolis, MD

Previous Registrations

• 2007-07-10 → 2016-04-19
  Chicago Wealth Management, Inc.
  Bowie, MD

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-09
• S63 Uniform Securities Agent State Law Examination
  1987-10-30

Other Names

• Carl Sera