Neal Evan Leschel

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2021-10-26
FL	RA	APPROVED	2009-05-13

NM RA
APPROVED

Since 2021-10-26
FL RA
APPROVED

Since 2009-05-13

Branch Locations

19950 W Country Club Dr 9Th Fl, Aventura, FL 33180 • United States

Santa Fe, NM • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Aventura	FL	07/1987	Present
Wells Fargo Advisors Llc	Aventura	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Aventura	FL	11/2016	Present

07/1987 → Present

Ubs Financial Services Inc.

Aventura, FL
05/2009 → 11/2016

Wells Fargo Advisors Llc

Aventura, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Aventura, FL

Previous Registrations

1987-11-17 → 2009-05-21

Ubs Financial Services Inc.

Hallandale Beach, FL

Aventura, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-02-03
S63	Uniform Securities Agent State Law Examination	1987-10-09

S65 Uniform Investment Adviser Law Examination

1995-02-03
S63 Uniform Securities Agent State Law Examination

1987-10-09

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews