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James R Manis

Wells Fargo Clearing Services, LLC

Aventura, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-15
TX RA APPROVED 2026-07-14
  • FL RA
    APPROVED
    Since 2026-07-15
  • TX RA
    APPROVED
    Since 2026-07-14

Branch Locations

19950 W Country Club Dr 9Th Fl, Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 07/2026
Wells Fargo Clearing Services, Llc Aventura FL 07/2026 Present
Previous Registrations
  • 2012-01-31 → 2026-07-15
    Morgan Stanley
    Aventura, FL
    Aventura, FL
  • 2009-10-09 → 2011-09-01
    Rbc Capital Markets, Llc
    Fort Lauderdale, FL
  • 2003-06-18 → 2009-10-09
    J. B. Hanauer & Co.
    Plantation, FL
    Hallandale, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-10
S63 Uniform Securities Agent State Law Examination 2000-03-06
  • S65 Uniform Investment Adviser Law Examination
    2002-07-10
  • S63 Uniform Securities Agent State Law Examination
    2000-03-06

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Aventura, FL
UNISON ASSET MANAGEMENT LLC · AVENTURA, FL
EPIPHANLY ADVISORY, LLC · AVENTURA, FL
CORAL WEALTH MANAGEMENT, LLC · MIAMI, FL
PINNACLE INVESTMENTS, LLC · MIAMI, FL
LPL FINANCIAL LLC · AVENTURA, FL
J.P. MORGAN SECURITIES LLC · AVENTURA, FL
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