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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-08 |
| TX | RA | APPROVED | 2025-12-05 |
Branch Locations
20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States
Weston, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Private Bank International | Miami | FL | 12/2014 | 10/2017 |
| Hsbc Securities (Usa) Inc. | Miami | FL | 01/2015 | 10/2017 |
| Ubs Financial Services Inc. | Miami | FL | 10/2017 | 12/2025 |
| Morgan Stanley Smith Barney Llc | Aventura | FL | 12/2025 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-26 |
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