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Ronny T Bass

Ubs Financial Services Inc.

Louisville, KY

Lexington, KY

Louisville, KY

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-02-10
  • KY RA
    APPROVED
    Since 2025-02-10

Branch Locations

500 N. Hurstbourne Pkwy Suite 300, Louisville, KY 40222 • United States

307 South Ashland, Lexington, KY 40502 • United States

500 North Hurstbourne Suite 300, Louisville, KY 40222 • United States

312 Walnut Street Suite 3300, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Cincinnati OH 05/2011 10/2024
Ubs Louisville KY 02/2025 Present
Unemployed Union KY 10/2024 01/2025
  • 05/2011 → 10/2024
    Morgan Stanley Smith Barney Llc
    Cincinnati, OH
  • 02/2025 → Present
    Ubs
    Louisville, KY
  • 10/2024 → 01/2025
    Unemployed
    Union, KY
Previous Registrations
  • 2009-06-01 → 2024-10-28
    Morgan Stanley
    Cincinnati, OH
    Cincinnati, OH
    Louisville, KY
    Cincinnati, OH
    Cincinnati, OH
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Cincinnati, OH
    Louisville, KY
  • 1999-10-05 → 2007-04-02
    Morgan Stanley Dw Inc.
    Louisville, KY
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-15
  • S66 Uniform Combined State Law Examination
    1999-07-15
Other Names
  • Ronny Bass
  • Ronny Thomas Bass
  • Ronny T Bass

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
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WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
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