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One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-03-30 |
Branch Locations
10440 Broadway , Crown Point, IN 46307 • United States
One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA
One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Merrillville | IN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Merrillville | IN | 11/2016 | 03/2022 |
| Benjamin F. Edwards | Crown Point | IN | 03/2022 | Present |
(1) WATER TOWER PROPERTIES LLC - CROWN POINT, IN., 50% OWNERSHIP, REAL ESTATE HOLDINGS, START DATE: 04/30/2012, INVESTMENT RELATED, 1 HR PER MONTH/0 HRS DURING TRADING. (2) MAROL PROPERTIES LLC - INVESTMENT RELATED; VALPARAISO, IN., 50/50 OWNERSHIP WITH SPOUSE, REAL ESTATE HOLDINGS, START DATE: 06/15/2010; 1 HR PER MONTH/0 HRS DURING TRADING. (3)RENTAL PROPERTY - INDIANAPOLIS, IN., 1/3 OWNERSHIP W/ SPOUSE AND DAUGHTER, REAL ESTATE HOLDINGS, START DATE: 07/27/2022, INVESTMENT-RELATED, 1 HR PER MONTH/0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-05 |
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