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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-10-15 |
Branch Locations
1540 Cornerstone Blvd Stes 110 & 210, Daytona Beach, FL 32117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 10/2009 | 10/2018 |
| Wells Fargo Clearing Services, Llc | Daytona Beach | FL | 10/2018 | Present |
RENTAL PROPERTY, INV RELATED, PALM COAST, FL, 100% OWNERSHIP WITH SPOUSE, START 1/20/2008, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. FLAGLER COUNTY HOUSING AUTHORITY; NOT INV. RELATED; BUNNELL, FL; BOARD OF DIECTORS; MANAGE LOW INCOME HOUSING AND SECTION 8 VOUCHERS; START DATE 10/2018; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES ATTEND MONTHLY MEETINGS TO DICUSS HOW THE BOARD CAN MEET THE NEEDS OF THE RESIDENTS AND HOW TO IMPROVE THE FACILITIES, MANAGING THE SECTION 8 PROGRAM. RENTAL PROPERTY; INV. RELATED; PALM COAST,FL; 100% OWNERSHIP; START DATE 05/01/2021; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. TOMIKA ADVISORY COUNCIL, INVT RELATED, DEBARY, FL, TREASURER, START DATE 11/1/2023, 4 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, SUPPLYING INFORMATION ON HOW MUCH WE HAVE COLLECTED AND WHAT CURRENT BALANCE IS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-28 |
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