Robert Anthony Devereux

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 10/2018
  Ameriprise Financial Services, Inc.
  Minneapolis, MN
• 10/2018 → Present
  Wells Fargo Clearing Services, Llc
  Daytona Beach, FL

Previous Registrations

• 2009-10-05 → 2018-10-12
  Ameriprise Financial Services, Llc
  Minneapolis, MN
  Daytona Beach, FL
• 2009-02-18 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Daytona Beach, FL
• 2002-12-04 → 2008-05-21
  Ubs Financial Services Inc.
  Daytona Beach, FL
  Daytona Beach, FL
• 1997-01-03 → 2002-11-13
  Prudential Equity Group, Llc
  Daytona Beach, FL

Other Businesses

RENTAL PROPERTY, INV RELATED, PALM COAST, FL, 100% OWNERSHIP WITH SPOUSE, START 1/20/2008, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. FLAGLER COUNTY HOUSING AUTHORITY; NOT INV. RELATED; BUNNELL, FL; BOARD OF DIECTORS; MANAGE LOW INCOME HOUSING AND SECTION 8 VOUCHERS; START DATE 10/2018; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES ATTEND MONTHLY MEETINGS TO DICUSS HOW THE BOARD CAN MEET THE NEEDS OF THE RESIDENTS AND HOW TO IMPROVE THE FACILITIES, MANAGING THE SECTION 8 PROGRAM. RENTAL PROPERTY; INV. RELATED; PALM COAST,FL; 100% OWNERSHIP; START DATE 05/01/2021; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. TOMIKA ADVISORY COUNCIL, INVT RELATED, DEBARY, FL, TREASURER, START DATE 11/1/2023, 4 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, SUPPLYING INFORMATION ON HOW MUCH WE HAVE COLLECTED AND WHAT CURRENT BALANCE IS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-01-17
• S63 Uniform Securities Agent State Law Examination
  1988-06-28

Designations

• Certified Financial Planner