Best Investors
Account
Sign in
Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-02-23 |
| FL | RA | APPROVED | 2010-10-15 |
Branch Locations
1616 Concierge Blvd, Daytona Beach, FL 32117 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch,Pierce,Fenner &Smith Inc | Daytona Beach | FL | 10/2010 | Present |
| Bank Of America Na | Daytona Beach | FL | 02/2011 | Present |
I*113634 For profit or not for profit: Non-Profit Organization Name of outside business organization: Council on Aging of Volusia County Address of business: Daytona Beach, Florida 32114 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 4/4/2018 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Council on Aging of Volusia County is a non profit serving the needs of our Seniors. As a board member my purpose is to be an advocate in our community for our Seniors.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-03-31 |
| S65 | Uniform Investment Adviser Law Examination | 1999-03-31 |
Reach out to this advisor