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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-08
  • NY RA
    APPROVED
    Since 2026-07-08

Branch Locations

88 Froehlich Farm Blvd, Woodbury, NY 11797 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 11/2013 07/2026
Wells Fargo Clearing Services, Llc Woodbury NY 07/2026 Present
Previous Registrations
  • 2021-11-19 → 2026-07-16
    New York, NY
    Weehawken, NJ
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Port St Lucie, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-02-27
S66 Uniform Combined State Law Examination 2005-03-07
  • S63 Uniform Securities Agent State Law Examination
    2009-02-27
  • S66 Uniform Combined State Law Examination
    2005-03-07
Other Names
  • Indira Lalmansingh

View on SEC IAPD

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