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125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
Branch Locations
125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Melville | NY | 01/2009 | 04/2019 |
| Vanderbilt Securities, Llc | Woodbury | NY | 04/2019 | Present |
| Vanderbilt Advisory Services | Woodbury | NY | 04/2019 | Present |
Profit trust. Not Investment related. Start Date: 06/04/2020. Address: 14 skylark RD, Massapequa New York, 11762. Title: Investor. Duties: I am just an investor. Time spent during regular hours: 0%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-09 |
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