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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-08-01 |
Branch Locations
277 Bendix Rd. Ste. 500, Virginia Beach, VA 23452 • United States
171 Walt Whitman Ave., Newport News, VA 23606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Virginia Beach | VA | 04/1991 | 11/2018 |
| Royal Alliance Associates, Inc. | Newport News | VA | 11/2018 | 08/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2023 | Present |
1) DALY BROKERAGE, 200 EXECUTIVE BLVD S., SUITE 4J, SOUTHINGTON, CT, 08/2023, AGENT, INSURANCE SALES, NIR, 8 HRS/MO, 8 HRS/MO TRADING. 2) TFA BENEFITS (TOWNE), 3 COMMERCIAL PLACE, SUITE 1600, NORFOLK, VA, 08/2023, AGENT, EMPLOYEE BENEFITS, NIR, 8 HRS/MO, 8 HRS/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 4) THE FRIEDEN AGENCY AND FRIEDEN WEALTH, 171 Walt Whitman Avenue, Newport News VA 23606, 08/01/2023, Investment Advisor Representative, Insurance/Benefits/Human Resources, INV REL, 160 HR/MO, 160 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-12 |
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