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Karen A Vick

Charles Schwab & Co., Inc.

Sacramento, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-22
  • CA RA
    APPROVED
    Since 2023-04-22

Branch Locations

525 Fulton Avenue, Sacramento, CA 95825-4812 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Sacramento CA 02/2017 Present
Unemployed Sacramento CA 10/1996 02/2017
Charles Schwab Bank Sacramento CA 02/2017 Present
  • 02/2017 → Present
    Charles Schwab & Co., Inc.
    Sacramento, CA
  • 10/1996 → 02/2017
    Unemployed
    Sacramento, CA
  • 02/2017 → Present
    Charles Schwab Bank
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-17
S63 Uniform Securities Agent State Law Examination 2017-07-06
  • S66 Uniform Combined State Law Examination
    2023-03-17
  • S63 Uniform Securities Agent State Law Examination
    2017-07-06
Other Names
  • Karen Ann Vick
  • Karen Ann Mcdonald
  • Karen A Mcdonald
  • Karen Anne Vick

View on SEC IAPD

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