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Current Employers
Guanill Wealth Management

333 University Avenue Suite 200, Sacramento, CA 95825 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-04-28
  • CA RA
    APPROVED
    Since 2017-04-28

Branch Locations

333 University Avenue Suite 200, Sacramento, CA 95825 • United States

5250 Claremont Ave., Stockton, CA 95209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Libhart Insurance Services Stockton CA 07/2008 Present
Institute For Wealth Advisors, Inc. Stockton CA 06/2014 04/2017
Guanill Wealth Management, Inc. Dba Guanill Wealth Management Stockton CA 04/2017 Present
  • 07/2008 → Present
    Libhart Insurance Services
    Stockton, CA
  • 06/2014 → 04/2017
    Institute For Wealth Advisors, Inc.
    Stockton, CA
  • 04/2017 → Present
    Guanill Wealth Management, Inc. Dba Guanill Wealth Management
    Stockton, CA
Previous Registrations
  • 2014-06-09 → 2017-04-18
    Institute For Wealth Advisors, Inc.
    Stockton, CA
  • 2003-01-23 → 2003-12-31
    Thousand Oaks, CA
Other Businesses

LIBHART INSURANCE SERVICES; INVT REL; 5637 N PERSHING AVE E20, STOCKTON, CA 95207; OWNER/INSURANCE AGENT SINCE 07/2008; INSURANCE SALES; 80 HRS/MO; 80 HR/MO DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-07
S66 Uniform Combined State Law Examination 2000-04-26
  • S65 Uniform Investment Adviser Law Examination
    2014-05-07
  • S66 Uniform Combined State Law Examination
    2000-04-26

View on SEC IAPD

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