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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-13 |
| KY | RA | APPROVED | 2025-12-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lexington | KY | 09/2025 | Present |
| Appharvest | Lexington | KY | 07/2020 | 07/2021 |
| Gray Solutions, Llc | Lexington | KY | 06/2022 | 09/2024 |
| Openly Insurance | Lexington | KY | 10/2021 | 06/2022 |
| Opower, Inc | Arlington | VA | 09/2013 | 09/2016 |
| Unemployed | Washington | DC | 09/2016 | 09/2017 |
| Impossible Foods | Redwood City | CA | 09/2017 | 09/2019 |
| Unemployed | Lexington | KY | 07/2021 | 10/2021 |
| Unemployed | Lexington | KY | 09/2024 | 09/2025 |
| Blend | San Francisco | CA | 11/2019 | 03/2020 |
| Unemployed | Menlo Park | CA | 03/2020 | 07/2020 |
| Unemployed | Menlo Park | CA | 09/2019 | 11/2019 |
| Bank Of America, N.A. | Lexington | KY | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-04 |
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