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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-06
FL RA APPROVED 2020-09-21
  • TX RA
    APPROVED_RES
    Since 2020-11-06
  • FL RA
    APPROVED
    Since 2020-09-21

Branch Locations

1950 Ringling Blvd., Suite 401, Sarasota, FL 34236 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Savannah Capital Management Sarasota FL 03/1996 Present
Rudd International, Inc. Sarasota FL 01/2012 Present
Raymond James & Associates Inc Sarasota FL 08/2020 08/2020
Raymond James & Associates Inc Sarasota FL 09/2020 Present
Previous Registrations
  • 2012-05-24 → 2020-11-03
    Rudd Asset Management
    Sarasota, FL
    Sarasota, FL
  • 2010-06-10 → 2012-06-06
    Day Hagan Asset Management
    Sarasota, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-12-22
S65 Uniform Investment Adviser Law Examination 2010-05-26
  • S63 Uniform Securities Agent State Law Examination
    2020-12-22
  • S65 Uniform Investment Adviser Law Examination
    2010-05-26
Other Names
  • Lauren Voneggers Rudd
  • Lauren Voneggers Rudd

View on SEC IAPD

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