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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-02-13
TX RA APPROVED_RES 2012-02-13
  • FL RA
    APPROVED
    Since 2012-02-13
  • TX RA
    APPROVED_RES
    Since 2012-02-13

Branch Locations

7317 Merchant Ct Ste B, Lakewood Ranch, FL 34240 • United States

Bradenton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Sarasota FL 01/2012 03/2020
Ameriprise Financial Services, Llc Sarasota FL 03/2020 Present
Previous Registrations
  • 2004-04-14 → 2012-02-06
    Morgan Keegan & Company, Llc
    Sarasota, FL
    Port Charlotte, FL
    Sarasota, FL
    Sarasota, FL
    Sarasota, FL
Other Businesses

Other Business Activities; Jerky Fundraiser with my Daughter; My daughter makes homemade Jerky and Hot Sauce with me, she sells it at the bowling ally to raise money for balls, jerseys, equipment for the national championships in July. I just help her make it, she keeps all profits.; 4009 62nd Terrace E, , Bradenton, FL, 34203; Not Investment-Related; 03/31/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-08
  • S66 Uniform Combined State Law Examination
    2004-04-08
Other Names
  • Larry J Woodruff, Jr.

View on SEC IAPD

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