William Weijen Tsai

Employer firm

Integrated Wealth Concepts LLC CRD 284656

$23.6B regulatory AUM 875 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1987 → 09/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 09/2009 → 09/2016
  Bank Of America, N.A.
  Los Angeles, CA
• 09/2016 → Present
  Laurel Wealth Advisors
  Solana Beach, CA
• 02/2023 → Present
  Integrated Wealth Concepts, Llc
  Waltham, MA

Previous Registrations

• 2021-01-31 → 2023-03-31
  Laurel Wealth Advisors, Inc.
  Solana Beach, CA
  Palos Verdes Estates, CA
• 2016-09-20 → 2020-12-31
  Laurel Wealth Advisors, Inc.
  Solana Beach, CA
  Palos Verdes Estates, CA
• 1997-07-08 → 2016-09-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

1. 02/01/2023 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: LAUREL WEALTH ADVISORS - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 02/01/2023 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-06-13
• S63 Uniform Securities Agent State Law Examination
  1991-09-23

Other Names

• William Tsai