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James Franklin Beck

Beck Capital Management LLC

Austin, TX

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Current Employers
Beck Capital Management Llc

2009 S. Capital Of Texas Hwy. Suite 200, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-01-20
  • TX RA
    APPROVED
    Since 2010-01-20

Branch Locations

2009 S. Capital Of Texas Hwy. Suite 200, Austin, TX 78746 • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation Yes
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Beck Capital Management Austin TX 12/2009 Present
  • 12/2009 → Present
    Beck Capital Management
    Austin, TX
Previous Registrations
  • 2006-08-02 → 2010-03-02
    Partnervest Advisory Services Llc
    Austin, TX
    Santa Barbara, CA
    Santa Barbara, CA
Other Businesses

1. WRITES FIXED LIFE INSURANCE, EIA, LTC, AND OR FIXED ANNUITES THROUGH VARIOUS INSURANCE COMPANIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-13
S63 Uniform Securities Agent State Law Examination 1988-12-06
  • S65 Uniform Investment Adviser Law Examination
    2006-07-13
  • S63 Uniform Securities Agent State Law Examination
    1988-12-06
Other Names
  • Frank Beck

View on SEC IAPD

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