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Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-12-04
CT RA APPROVED 2013-11-26
  • FL RA
    APPROVED
    Since 2020-12-04
  • CT RA
    APPROVED
    Since 2013-11-26

Branch Locations

538 Preston Avenue, Meriden, CT 06450-4858 • UNITED STATES

538 Preston Avenue, Meriden, CT 06450-4858 • United States

538 Preston Avenue, Meriden, CT 06450-4858 • United States

400 Ocean Trail #408, Jupitor, FL 33477 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Meriden CT 11/2013 Present
  • 11/2013 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2000-03-09 → 2013-11-20
    Harvest Capital Advisors, Llc
    Wethersfield, CT
    Wethersfield, CT
Other Businesses

1.)RALPH GIANSANTI, HEALTH INSURANCE AGENT. 2.)RAY OF HOPE FOUNDATION,PLACE COMPUTER ROOMS IN SCHOOLS WITHIN INNER CITY,NOT INVESTMENT RELATED,BOARD MEMBER. 3.) Mass Mutual. yes, investment related. Life insurance, term whole life. Starting August 2021. Approx 2 hours per month.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-02-26
  • S63 Uniform Securities Agent State Law Examination
    1993-02-26
Other Names
  • Ralph Alphanso Giansanti
  • Ralph Alfanso Giansanti
  • Ralph Alfanso (Jr) Giansanti

View on SEC IAPD

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