Kerrick Walter Bubb

Current Employers

Employment History

• 02/1996 → Present
  Lpl Financial Llc
  Redlands, CA
• 07/1996 → 05/2020
  Kwb & Associates, Inc.
  Redlands, CA
• 05/2020 → Present
  Kwb Wealth
  Redlands, CA

Other Businesses

1. 08/12/2005: Non-Variable Insurance DBA - KWB WEALTH MANAGERS GROUP - INV REL - At Reported Business Location(s) 2. 10/23/2007: Non-Variable Insurance DBA - KWB Wealth Manager Group - INV REL - At Reported Business Location(s) - REGISTERED REP SELLING FIXED ANNUITIES AND LONG TERM CARE - 5% Time Spent 3. 3/16/2012 - KWB & Associates, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 07/15/2016: NorthWest, LLC - Business Entity For Tax/Investment Purposes Only - INV REL - Start 05/01/2015 - Catalina Island Mooring - Owner of mooring at Catalina Island. No Employees. No Income. No Sharing of Office Space. - 0 Hr/Mo 5. 07/15/2016: SixtyTwo, LLC - Business Entity For Tax/Investment Purposes Only- NOT INV REL - Start 03/01/2016 - Catalina Island - Owner of Boat for personal use - 5 Hr/Mo; 0 Hours During Securities Trading. 6. 10/30/2019 - Eagle Hawk LLC - Real Estate Rental - Not Investment Related - 1740 Plum Lane, Redlands, CA 92374 - Start Date 05/15/2016 - 1 Hour Per Month/ 0 Hours During Trading 7. 10/30/2019 - Eagle Hawk LLC - Real Estate Rental - Not Investment Related - 1780 Orange Tree Lane, Redlands, CA 92374 - Start Date 08/01/2014 - 1 Hour Per Month/ 0 Hours During Trading 8. 5/22/2020 - KWB Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 05/18/2020 - 165 Hours Per Month/110 Hours During Securities Trading - I provide investment advisory services through KWB Wealth, an independent investment advisor firm. I started this business activity in 5/2020. I expect to spend approximately 165 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9. 5/26/2020 - KWB Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/01/2019 - 200 Hours Per Month/8 Hours During Securities Trading. 10. 8/4/2020 - Eagle Hawk LLC - Investment Related - Home Based & Redlands, CA 92374 - Real Estate Rental - Started 03/01/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Commercial Property 11. 8/4/2020 - Eagle Hawk, LLC - Investment Related - Redlands, CA 92374 - Real Estate Rental - Started 10/01/2019 - 2 Hours Per Month/0 Hours During Securities Trading - Commercial Property. 12. 8/4/2020 - Eagle Hawk LLC - Investment Related - Rialto, CA - Real Estate Rental - Started 10/01/2019 - 1 Hour Per Month/0 Hours During Securities Trading - OWNER OF PARKING LOT LEASED TO US POSTAL SERVICE. 13. 03/24/2022 - Eagle Hawk LLC - Investment Related - Redlands, CA 92374 - Real Estate Rental - Start Date -01/31/2022 - 1 Hours Per Month/ 1 Hours During Securities Trading. 14. 09/04/2024 - Eagle Hawk, LLC - Business Owner - Owner/ Operator Citrus Grove- Not investment Related - Redlands, CA - Start Date 11/01/2020 - 20 Hours Per Month/ 0 Hours During Trading 15. 09/04/2024 - Eagle Hawk, LLC - Real Estate Rental - Commercial Property - Investment Related - 1875 W. Redlands, Blvd. Suite A, Redlands, CA 92374 - Start Date 10/01/2019 - 2 Hours Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-09
• S63 Uniform Securities Agent State Law Examination
  1990-09-24

Other Names

• Kerry Bubb