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Current Employers
Diligent Investors, Llc

1447 Ford Street Suite 200, Redlands, CA 92374 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-03-18
  • CA RA
    APPROVED
    Since 2016-03-18

Branch Locations

1447 Ford Street Suite 200, Redlands, CA 92374 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Diligent Investors Llc Banning CA 03/2016 Present
M.S. Howells & Co. Scottsdale AZ 03/2016 Present
  • 03/2016 → Present
    Banning, CA
  • 03/2016 → Present
    M.S. Howells & Co.
    Scottsdale, AZ
Previous Registrations
Other Businesses

MARCH 2016; DILIGENT INVESTORS, LLC; BANNING, CA; WWW.DILIGENTINVESTORSLLC.COM; INVESTMENT RELATED; REGISTERED INVESTMENT ADVISOR; FINANCIAL ADVISOR; MANAGING PARTNER AND ADVISOR; DEVOTE 160 HRS/MO DURING MARKET HOURS. 2016; Southwest Annuities Marketing; investment-related; Phoenix, AZ; fixed annuity IMO; advise clients on fixed annuities; devote 10 hrs/month; 1 hr/month during market hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-09
  • S66 Uniform Combined State Law Examination
    2001-11-09

View on SEC IAPD

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