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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-03 |
| CA | RA | APPROVED | 2020-10-02 |
| KS | RA | APPROVED | 2017-12-11 |
Branch Locations
434 W 4Th Street, Pittsburg, KS 66762 • United States
5000 Birch St E Tower, Ste 460, Newport Beach, CA 92660 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Pittsburg | KS | 08/2014 | 11/2017 |
| Lpl Financial, Llc | Pittsburg | KS | 12/2017 | Present |
| Pence Financial Group | Pittsburg | KS | 01/2021 | Present |
1. 6/23/2020 - No Business Name - Investment Related - 434 W 4th St. Pittsburg, Ks 66762 - Real Estate Rental - Start Date: 07/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 2. 6/29/2020 - Pence Capital - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/08/2020 - 80 Hours Per Month/5 Hours During Securities Trading. 3. 8/28/2020 - Pence Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/8/2020 - 100 Hours Per Month/100 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-28 |
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