Joseph Marinus Paulie

Current Employers

Employment History

• 10/2007 → 10/2017
  National Planning Corporation
  Parsons, KS
• 10/2017 → 05/2024
  Royal Alliance
  Parsons, KS
• 05/2024 → Present
  Lpl Financial Llc
  Pittsburg, KS

Previous Registrations

• 2017-10-16 → 2024-05-30
  Osaic Wealth, Inc.
  Parsons, KS
  Pittsburg, KS
  Parsons, KS
  Pittsburg, KS
  Scottsdale, AZ
• 2007-10-22 → 2017-10-16
  National Planning Corporation
  Pittsburg, KS
  Parsons, KS
• 2005-03-21 → 2006-10-02
  American General Securities Incorporated
  Pittsburg, KS
  Houston, TX
  Pittsburg, KS
• 2004-05-20 → 2004-12-31
  Heartland Financial Advisors Group, Inc.
  Pittsburg, KS

Other Businesses

1. 04/03/2024- JMP Wealth Management- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 2. 03/27/2024- Joseph M Paulie Fixed Business- Non-Variable Insurance- KS 66762- Inv Rel- 8 hrs per mnth- 6 hr during trading- start date 08/01/2002 3. 03/27/2024- Joseph M Paulie Rental- Real Estate- KS 66762- Inv Rel- 3 hrs per mnth- start date 08/05/2002 4. 03/27/2024- SPH Capital Properties, LLC- Business Entity For Tax/Investment Purposes Only- KS 66762- Non Inv Rel-5 hrs per mnth- start date 07/01/2013 5. 03/27/2024- Tropical Joe's LLC- Owner- KS 66762- Non Inv Rel-2 hrs per mnth- start date 07/06/2018

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-02-13
• S63 Uniform Securities Agent State Law Examination
  2002-07-09

Other Names

• Joseph M Paulie
• Joe M Paulie