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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-02 |
| MO | RA | APPROVED | 2022-08-04 |
| KS | RA | APPROVED | 2022-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Joplin | MO | 08/2009 | 02/2017 |
| Raymond James Financial Services, Inc | Carthage | MO | 04/2017 | 05/2022 |
| Raymond James Financial Services, Inc | Carthage | MO | 11/2018 | 04/2019 |
| Smb Investment Services | Carthage | MO | 02/2017 | 05/2022 |
| Southwest Missouri Bank | Carthage | MO | 02/2017 | 05/2022 |
| Lpl Financial Llc | Pittsburg | KS | 06/2022 | Present |
1)05/23/2022 - Pence Capital - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)05/23/2022 - Pence Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3)06/10/2022 - John & Cindy Hughes - Real Estate Rental - Investment Related - Baxter Springs Ks 66713 - Real Estate Rental - Co-owner - Start Date - 02/01/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-20 |
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