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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-05 |
| CA | RA | APPROVED | 2022-04-04 |
Branch Locations
13 Corporate Plaza Drive Suite 100, Newport Beach, CA 92660 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Newport Beach | CA | 11/2013 | 04/2022 |
| Raymond James Financial Services, Inc | Newport Beach | CA | 04/2022 | Present |
| Raymond James Financial Services Advisors, Inc | Newport Beach | CA | 04/2022 | Present |
(1) Name of Business: Newport Beach Wealth Management Address: 13 Corporate Plaza Dr., Suite100, Newport Beach, CA, 92660-6912, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Officer - President Investment Related: No Start Date: 04/04/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2) Name of Business: TJT Financial Services, Inc. Address: 13 Corporate Plaza Dr. Suite 100, Newport Beach, CA, 92660-6912, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Officer - President, Officer - Secretary Investment Related: No Start Date: 04/04/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Manage business and financial planning and investment management for clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-09 |
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