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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-26 |
| AL | RA | APPROVED | 2015-03-16 |
Branch Locations
2801 Hwy 280 S Ste 1-400, Birmingham, AL 35223 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Birmingham | AL | 02/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 11/2016 | Present |
POWER OF ATTORNEY FOR MOTHER, INV RELATED, LEEDS, AL, START: 11/01/2023, 1 HOUR A MONTH, 1 HOUR DURING TRADING. CITY OF LEEDS, AL DISCTRICT 3; NOT INV. RELATED; LEEDS, AL; COUNCIL MEMBER; START DATE 12/1/2024; 10 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES: ATTENDING MEETINGS, MAKING DECISIONS ON ISSUES WITH OTHER COUNCIL MEMBERS THAT ARE IN THE BEST INTEREST OF THE CITY AND ITS CITIZENS. | LEEDS CITY SCHOOL BOARD; NOT INV RELATED; LEEDS, AL' BOARD MEMBER' START 04/27/2026; 10 HOURS PER MONTH; 0 DURING TRADING; GOVERNING BODY OVER SCHOOL SYSTEM
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-02 |
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