Robert T Moore

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Birmingham Southeast, AL
• 07/2011 → Present
  Bank Of America, N.A.
  Birmingham, AL

Previous Registrations

• 2009-06-01 → 2010-07-26
  Morgan Stanley
  Birmingham, AL
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Birmingham, AL
• 1992-01-07 → 2007-04-02
  Morgan Stanley Dw Inc.
  Birmingham, AL
  Birmingham, AL

Other Businesses

I*90983 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: R. TERRY MOORE INVESTMENT RELATED: N ADDRESS OF BUSINESS: BIRMINGHAM, ALABAMA 35213 NATURE OF BUSINESS: OTHER, OWNERSHIP IN MY NAME AND REPORTED ON MY TAX ID POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 42401 NUMBER OF HOURS DEVOTED: 3 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MY WIFE AND I ARE RENTING OUR PREVIOUS HOUSE AFTER MOVING TO A NEW HOUSE. I WILL BE REQUIRED TO MAINTAIN THE HOUSE IN A LIVING CONDITION.

Exams

• S66 Uniform Combined State Law Examination
  2015-03-25
• S63 Uniform Securities Agent State Law Examination
  1987-09-30

Other Names

• Robert Terry Moore