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1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-08-21 |
| TX | RA | APPROVED | 2023-08-21 |
| NY | RA | APPROVED | 2021-08-31 |
| CO | RA | APPROVED | 2021-02-01 |
Branch Locations
1129 Northern Blvd Suite 404, Manhasset, NY 11030 • United States
1200 17Th Street Suite 2000, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealth Advice And Management Llc | West Hampstead | NY | 01/2011 | 08/2020 |
| Mercer Global Advisors Inc. | Manhasset | NY | 08/2020 | 09/2021 |
| Mercer Global Advisors, Inc | New York City | NY | 09/2021 | 03/2022 |
| Mercer Global Advisors, Inc | New York City | NY | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-11-19 |
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