Alex Hwan Kim

Current Employers

Employment History

• 06/2012 → 07/2018
  Cap
  Melville, NY
• 01/2015 → 07/2018
  Capital One Sharebuilder, Inc.
  Bayside, NY
• 01/2015 → Present
  Sharebuilder 401K
  Seattle, WA
• 07/2018 → 01/2024
  Woodbury Financial Services, Inc.
  Sunnyside, NY
• 07/2018 → Present
  Woodbury Financial Services, Inc.
  Sunnyside, NY
• 01/2024 → Present
  Osaic Wealth, Inc.
  Manhasset, NY

Previous Registrations

• 2018-07-11 → 2024-01-19
  Woodbury Financial Services, Inc.
  Kew Gardens, NY
  New City, NY
  Manhasset, NY
  Melville, NY
  Manhasset, NY
• 2015-01-28 → 2018-07-11
  Capital One Advisors, Llc
  Seattle, WA
  Flushing, NY
  Mclean, VA
• 2012-06-08 → 2015-01-28
  Capital One Financial Advisors Llc
  Melville, NY
• 2011-08-11 → 2012-05-22
  Chase Investment Services Corp.
  Flushing, NY
  Flushing, NY
  Plainview, NY
  Flushing, NY
  Flushing, NY

Other Businesses

1. SHR WEALTH MANAGEMENT LLC POSITION: president NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 130 START DATE: 07/12/2018 ADDRESS: 1615 Northern Blvd Ste 304 Manhasset NY 11030 DESCRIPTION: I am an independent financial advisor working at an office branch. My duties are to manage clients' assets by recommending various investment products and building relationships. 2. GOLDENCARE SOLUTION SERVICES LLC POSITION: partner/owner NATURE: This is an LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 07/11/2025 ADDRESS: 23 Eleanor Rd Plainview NY 11803 DESCRIPTION: We will be soliciting/marketing/educating prospects in medicare supplements.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-08-10
• S63 Uniform Securities Agent State Law Examination
  2005-09-09

Other Names

• Alex Kim
• Alex Sung Kim
• Sung Hwan Kim