Kevin Joseph Beaulieu

Current Employers

Employment History

• 06/1987 → 11/2018
  Signator Investors, Inc.
  Boston, MA
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Warwick, RI

Previous Registrations

• 2007-10-12 → 2018-11-02
  Signator Investors, Inc.
  Agawam, MA
  Rocky Hill, CT
  Warwick, RI
  Warwick, RI

Other Businesses

1. INDEPENDENCE CONNECT POSITION: owner NATURE: Fixed life insurance brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2019 ADDRESS: 935 Jefferson Blvd, Warwick RI 02886, United States DESCRIPTION: Run quotes and process business 2. KEVIN BEAULIEU POSITION: Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 06/15/1988 ADDRESS: 935 Jefferson Blvd, Warwick RI 02886, United States DESCRIPTION: Sale of life and health insurance 3. GATEWAY PROPERTIES POSITION: partner NATURE: partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2005 ADDRESS: 935 jefferson blvd, warwick RI 02886, United States DESCRIPTION: own office condominium with 3 tenants 4. INDEPENDENCE CONNECT POSITION: owner NATURE: partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2019 ADDRESS: 935 jefferson blvd, warwick RI 02886, United States DESCRIPTION: run quotes and process business 5. INDEPENDENCE FINANCIAL PARTNERS POSITION: Managing Partner/Financial Advisor NATURE: This is the name of the osj in which I am affiliated with as part of Osaic. INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2001 ADDRESS: 935 Jefferson Blvd, Ste 2000, Warwick RI 02886-2238, United States DESCRIPTION: duties of a registered financial professional and ria

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-22
• S63 Uniform Securities Agent State Law Examination
  1988-07-07

Designations