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Christopher Wilkes Harper

Wells Fargo Clearing Services, LLC

Alpharetta, GA

Cumming, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2009-08-10
TX RA APPROVED 2009-08-10
  • GA RA
    APPROVED
    Since 2009-08-10
  • TX RA
    APPROVED
    Since 2009-08-10

Branch Locations

2520 Northwinds Pkwy Ste 200 Two Northwinds Center, Alpharetta, GA 30009 • United States

Cumming, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Alpharetta GA 08/2009 11/2016
Wells Fargo Clearing Services, Llc Alpharetta GA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-22
S63 Uniform Securities Agent State Law Examination 1993-08-24
  • S65 Uniform Investment Adviser Law Examination
    2007-10-22
  • S63 Uniform Securities Agent State Law Examination
    1993-08-24
Designations
Other Names
  • Chis W Harper

View on SEC IAPD

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