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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-02-10 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States
90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States
90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States
90 S 7Th St 10Th & 11Th Fls, Minneapolis, MN 55402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Boulder | CO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Boulder | CO | 11/2016 | Present |
POWER OF ATTORNEY FOR MOTHER; INV. RELATED; STAMFORD, CT; START 3/17/2022; 1 HR PER MONTH; 0 HRS DURING TRADING. MINNEAPOLIS INSTITUTE OF ART, NOT INVT RELATED, MINNEAPOLIS, MN, BOARD OF TRUSTEES, START DATE 6/13/2024, 2 HRS PER QUARTER, 0 HRS DURING TRADING, ATTENDING MEETINGS, DISCUSSING FUNDING, BIDGETS, OUTREACH, GOALS, UPCOMING EXHIBITS, EVENT AND SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-12 |
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