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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2026-01-22
VA RA APPROVED 2025-11-03
  • WY RA
    APPROVED
    Since 2026-01-22
  • VA RA
    APPROVED
    Since 2025-11-03

Branch Locations

1676 International Drive Suite 610, Mclean, VA 22102 • United States

7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States

Alpine, WY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Washington DC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Washington DC 11/2016 11/2025
Wells Fargo Advisors Financial Network, Llc Mclean VA 11/2025 Present
Previous Registrations
  • 2003-07-01 → 2025-11-03
    Mclean, VA
    Washington, DC
    Washington, DC
    Fairfax, VA
  • 1994-02-19 → 2003-07-01
    Prudential Equity Group, Llc
    Washington, DC
Other Businesses

LLC-FINET; INVT RELATED; FAIRFAX VA; 100% OWNER; 11/03/2025; 40 HOURS PER MONTH; 40 HOURS PER MONTH DURING TRADING HOURS. WISE GP, LLC ; INV RELATED; ALPINE,WY; MERCHANT PARTNERSHIP;90% OWNERSHIP; START DATE: 01/27/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-01
S63 Uniform Securities Agent State Law Examination 1987-09-23
  • S65 Uniform Investment Adviser Law Examination
    1993-03-01
  • S63 Uniform Securities Agent State Law Examination
    1987-09-23
Other Names
  • Charlie Wise

View on SEC IAPD

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