Lori Ann Wickes

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-01-01
NM	RA	APPROVED	2024-12-12
TX	RA	APPROVED_RES	2014-04-16

CO RA
APPROVED

Since 2025-01-01
NM RA
APPROVED

Since 2024-12-12
TX RA
APPROVED_RES

Since 2014-04-16

Branch Locations

1099 Main Ave., Ste 316, Durango, CO 81301 • United States

4801 Lang Ne, Albuquerque, NM 87109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Durango	CO	10/2004	Present
Denver Wealth Management	Durango	CO	03/2016	05/2019

10/2004 → Present

Lpl Financial Llc

Durango, CO
03/2016 → 05/2019

Denver Wealth Management

Durango, CO

Other Businesses

1) 10/06/2025 - San Juan Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:10/06/2025 - 160 Hrs/Mth - 8 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-02-22
S63	Uniform Securities Agent State Law Examination	1999-12-15

S66 Uniform Combined State Law Examination

2005-02-22
S63 Uniform Securities Agent State Law Examination

1999-12-15

Other Names

Lori Ann Hill
Lori Ann Wickes
Lori Ann Wickes
Lori Ann Hill

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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